Compliance Manager, Auckland
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ASB Bank Limited

Compliance Manager

  • Posted Today
  • Hybrid
  • Full Time

Auckland

Job Description

Haere mai ki ASB


At ASB, we're all about helping our customers achieve their goals and realise their dreams. To do that, we're committed to delivering innovative solutions while maintaining the highest standards of regulatory compliance and risk management.


We are looking for an experienced Compliance Manager - Licensing Oversight to join our Compliance team. This is a critical Line 2 role focused on providing independent oversight, challenge, and advice across ASB's licensing and regulatory obligations.


You'll play an important part in strengthening ASB's compliance framework and ensuring we continue to meet our obligations in an evolving regulatory environment.


Te tūranga | The role


As the Compliance Manager - Licensing Oversight, you will:


  • Provide proactive Line 2 oversight and challenge with a particular focus on licensing compliance matters.
  • Support the ongoing development and enhancement of ASB's enterprise licence management framework.
  • Act as a trusted advisor to business stakeholders, helping ensure licensing obligations are understood, embedded, and effectively managed.
  • Deliver independent review and challenge of licence governance, monitoring, and reporting practices.
  • Assess compliance incidents, determine reportability requirements, and support regulatory notifications where required.
  • Monitor regulatory developments and help embed regulatory change across the organisation.
  • Contribute to reporting provided to senior leadership, the Board, and regulators.


Ō pūkenga | About you


We're interested in hearing from experienced compliance professionals who bring:


  • Strong knowledge of banking regulations and regulatory obligations.
  • Experience in compliance risk management within financial services.
  • Understanding of regulatory frameworks including the FMC Act, CCCFA, Prudential regulations and associated licensing requirements.
  • The ability to provide robust review and challenge while building trusted stakeholder relationships.
  • Strong analytical thinking and sound judgement.
  • Excellent planning, prioritisation, and organisational skills.
  • A collaborative approach and a desire to take ownership and deliver outcomes.


He aha tā mātou | What can we offer?


You'll be part of a team that values diverse thinking, continuous learning, and meaningful impact. We offer flexibility, career development opportunities, and the chance to work alongside some of New Zealand's leading risk and compliance professionals.


At ASB, our values are more than just words. They're anchors to who we are and where we've come from. They guide how we work together, how we show up for our customers and communities, and how we shape the future of ASB.


  • Kia Manaaki | Care – Care is about lifting our people, customers and communities to reach their potential
  • Kia Māia | Courage – Courage is about doing the right thing even when it feels hard
  • Kia Mahira | Curiosity – Curiosity is about better decision making and applying judgement before we act.


We offer flexible ways of working, opportunities to deepen your expertise and a culture where you can bring your whole self to work.


Me pēhea te tono | How to apply


If you're looking for an opportunity to influence compliance outcomes, contribute to regulatory excellence, and work across a broad range of licensing matters within one of New Zealand's leading banks, we'd love to hear from you.


Apply online and review the position description for further information.

All applications must be submitted through ASB’s online careers channel and will be treated confidentially.

Desired Hard Skills

  • Analytical Thinking
  • Compliance Risk Management
  • Organisational Skills
  • Planning
  • Regulatory Frameworks

Desired Soft Skills

  • Judgement
  • Collaboration
  • Ownership
  • Prioritisation
  • Stakeholder Management

Benefits & Perks

Culture

  • 🤱 Extended Parental Leave
  • 🏘 Work from Home
  • 🧕 Inclusive Workspace
  • ⚖ Work-Life Balance Support
  • 💸 Payroll Giving
  • 💼 Life Insurance
  • 🧠 Mental Health Workshops
  • 🌿 Wellness Program
  • 📈 Professional Development
  • 🏎 Competitive Salary
  • 🎉 Employee Discounts and Rewards
  • 🎖 Long Service Rewards
  • 🏆 Performance Bonus
  • ⏰ Flexible Work
  • 🍇 Fruit Box
  • ☕ Work Café
  • Bereavement Leave
  • Wellbeing Support
  • Sick Leave
View All
  • 🌈 Rainbow Tick
  • 🌿 Indigenous Rights
  • 💸 Living Wage
  • 🌐 INZ Accredited Employer

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